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United States - Security - 5 Things To Do To Address The SEC's Breach Notification Changes For Investment Advisers, Investment Companies And Broker-Dealers

On May 15, 2024, the Securities and Exchange Commission (SEC) finalized amendments to Regulation S-P, the primary regulation governing the privacy and confidentiality of consumer financial information. ....

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Taking Stock Of The Private Funds Rules Litigation After Oral Arguments At The Fifth Circuit - Dodd-Frank, Consumer Protection Act

On February 5, 2024, a three-judge panel of the US Court of Appeals for the Fifth Circuit heard oral arguments on the challenge to the "Private Funds Rules" issued. ....

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Taking Stock of the Private Funds Rules Litigation After Oral Arguments at the Fifth Circuit | Goodwin

On February 5, 2024, a three-judge panel of the US Court of Appeals for the Fifth Circuit heard oral arguments on the challenge to the “Private Funds Rules” issued by the Securities and. ....

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The SEC Cybersecurity Rules Are Now Effective: What You Need to Know and Do Now | Lowenstein Sandler LLP

The Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (the “Cybersecurity Rules”), which the Securities and Exchange Commission. ....

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The SEC Turns False Marketing Into Securities Fraud

Between January, 2019, and December 2020, SolarWinds experienced one of the worst cybersecurity incidents in history. The SUNBURST supply chain cyberattack, which was highly sophisticated and. ....

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