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United States Court of Appeals for the Fifth Circuit vacates new Investment Advisers Act of 1940 rules for private fund investment advisers for SEC exceeding authori
As a reminder, the Securities and Exchange Commission (SEC) and the National Association of Private Fund Managers (NAPFM) and the other Petitioners in the Private Funds Rules Litigation...
As a reminder, the Securities and Exchange Commission (SEC) and the National Association of Private Fund Managers (NAPFM) and the other Petitioners in the Private Funds Rules...
On May 14, 2024, the U.S. Securities and Exchange Commission (SEC) announced a settlement with a registered investment adviser (Adviser) that found the Adviser had (a) failed to...
Christopher Mulligan joins after more than a decade at the agency amid a string on Big Law hires in the US capital