US Asset Management Regulatory Year in Review 2023
It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18…
Source: lexology.com
Adopted Rules News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Update: FCC Adopts Digital Discrimination Rules In Party-Line Vote - Telecoms, Mobile & Cable Communications
The Federal Communications Commission (FCC or the Commission) adopted rules aimed at preventing digital discrimination of access at its Open Meeting on November 15, 2023...
Source: mondaq.com
COMPLY'S 2023 ULTIMATE GUIDE TO CYBERSECURITY COMPLIANCE OUTLINES PRINCIPLES OF A STRONG CYBER PROGRAM IN A DYNAMIC REGULATORY AND RISK ENVIRONMENT
/PRNewswire/ -- COMPLY, the global market leader in regulatory compliance software, consulting and education resources for the financial services sector, today...
Source: prnewswire.com
SEC Adopts Amendments to the Investment Company Names Rule (Rule 35d-1) | Sullivan & Worcester
On September 20, 2023, the Securities and Exchange Commission (“SEC”) adopted amendments to Rule 35d-1[1] (the “Names Rule”) under the Investment Company Act of 1940, as amended (“1940...
Source: jdsupra.com
SEC Adopts Highly Anticipated Private Funds Rules | Sullivan & Worcester
The U.S. Securities and Exchange Commission (the “SEC”) last week adopted highly anticipated new rules and amendments (the “Adopted Rules”) to the Investment Advisers Act of 1940, as...
Source: jdsupra.com