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FMA releases first review of financial advice regime

The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients. ....

New Zealand , Michael Hewes , Nick Hakes , Michael Hewes Financial Markets Authority , Financial Markets Authority , Markets Authority , Advice New Zealand ,

Financial Advice New Zealand Welcomes The Simplification Of Regulations

Financial Advice New Zealand welcomes Hon. Andrew Bayly’s announcement today to simplify CoFi regulations while keeping a fair conduct programme to protect consumers. The sector has experienced numerous changes to regulations. One conduct licence system . ....

New Zealand , New Zealanders , Andrew Bayly , Tony Dench , Financial Advice New , Advice New Zealand , Financial Advice New Zealand ,