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FMA Publishes First Monitoring Insights Report Into Financial Advice Providers - Vimarsana News

FMA Publishes First Monitoring Insights Report Into Financial Advice Providers

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – today published its first monitoring report of the new financial advice regime.

Business.Scoop » FMA Publishes First Monitoring Insights Report Into Financial Advice Providers - Vimarsana News

Business.Scoop » FMA Publishes First Monitoring Insights Report Into Financial Advice Providers

Business Scoop provides news and views on Business and Markets from New Zealand

FMA releases first review of financial advice regime - Vimarsana News

FMA releases first review of financial advice regime

The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients.

Source: rnz.co.nz
FMA appoints three new directors - Vimarsana News

FMA appoints three new directors

The National Business Review Online is New Zealand's authority in breaking business news and analysis.

Source: nbr.co.nz
'Greater confidence': Financial advisors must now be fully licensed - Vimarsana News

'Greater confidence': Financial advisors must now be fully licensed

Financial advisors must now be fully licenced to provide advice to retail clients, which should give consumers more confidence when making financial decisions.

Source: rnz.co.nz