FMA releases first review of financial advice regime
The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients.
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The review found some licensed advisers were taking a tick-box approach to compliance, with a small number of lapses resulting in harm to clients.
The couple were offered compensation while an advisor body says clients should research brokers they work with.
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The Board of Financial Advice New Zealand has announced Nick Hakes as Chief Executive Officer. Nick will commence in the role on Monday 26 February 2024. “The Board is delighted to appoint Nick Hakes as the Chief Executive Officer of Financial Advice ...
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