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The Colorado Division of Securities has adopted new and amended rules applicable to certain Colorado investment advisers and their representatives, effective as of March 30, 2023.
NEW YORK – New York Attorney General Letitia James today announced additional guidance further elaborating on recent rule amendments prepared by the Investor Protection Bureau (IPB) and adopted in 2020.
<p><span>New York Attorney General Letitia James today announced additional guidance further elaborating on recent rule amendments prepared by the Investor Protection Bureau (IPB) and adopted in 2020. Through these new rules, the Office of the Attorney General (OAG) has increased transparency for the public into the investment adviser representatives and securities issuers operating in New York state. </span></p>