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Attorney General James Continues to Modernize and Streamline Investment Adviser and Securities Filings in New York State - Vimarsana News

Attorney General James Continues to Modernize and Streamline Investment Adviser and Securities Filings in New York State

NEW YORK – New York Attorney General Letitia James today announced additional guidance further elaborating on recent rule amendments prepared by the Investor Protection Bureau (IPB) and adopted in 2020.

New York Attorney General James Continues To Modernize And Streamline Investment Adviser And Securities Filings In New York State - New Rules And Guidance Add Transparency And Protection For Industry And Investors - Vimarsana News

New York Attorney General James Continues To Modernize And Streamline Investment Adviser And Securities Filings In New York State - New Rules And Guidance Add Transparency And Protection For Industry And Investors

<p><span>New York Attorney General Letitia James today announced additional guidance further elaborating on recent rule amendments prepared by the Investor Protection Bureau (IPB) and adopted in 2020. Through these new rules, the Office of the Attorney General (OAG) has increased transparency for the public into the investment adviser representatives and securities issuers operating in New York state.&nbsp;</span></p>