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This article aims to discuss two upcoming fields, Arbitration and Artificial Intelligence, and their interplay which would help revolutionize the field of law.
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,...
Originally published in American Bar Association. FINRA Dispute Resolution Services continues to update its rules and procedures to further its effort to operate the country’s larg...
U.S. Securities and Exchange Commission complaint provides a preview of what future Reg BI suits might entail and pursues individual registered representatives for Reg BI violation. FINRA reports on use of fine money, and updates on arbitrator selection Process
The Consumer Financial Protection Bureau issued an advisory opinion addressing that federal law often could prohibit debt collectors from charging consumers "pay-to-pay" fees when a...