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SEC.gov | Paul G. Cellupica, Division of Investment Management Deputy Director and Chief Counsel to Conclude Tenure at SEC

FOR IMMEDIATE RELEASE
Washington D.C., Jan. 7, 2021
The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month.
Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management. ....

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Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC

Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC
Date
07/01/2021
The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month.
Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division s Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the division s liaison with the Divisions of Enforcement and Examinations, technical assistance on legislation affecting investment advisers and funds, and engagement with international regulators on matters related to asset management. ....

United States , David Nelson , Paulg Cellupica , Dalia Blass , Harvard Law School , Enforcement Liaison Office , Us Court , Division Of Enforcement , Investment Company , Counsel For The Americas At Metlife Inc , Client Commission Arrangements Ccas , Annuity Association Of America , Division Of Investment Management , Board Outreach Initiative , Exchange Commission , Im Liaison Office , Share Class Selection Disclosure Initiative , Harvard College , Counsel Of The Division Investment Management , Deputy Director , Chief Counsel , Investment Management , Director Blass , Outreach Initiative , Staff Guidance , Exemptive Relief ,

Dalia Blass to Conclude Tenure as Director of the Division of Investment Management

Dalia Blass to Conclude Tenure as Director of the Division of Investment Management
Washington, D.C. (Newsfile Corp. - December 22, 2020) - The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development companies, unit investment trusts, variable insurance pr ....

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SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass's Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors

SEC: Dalia Blass To Conclude Tenure As Director Of The Division Of Investment Management - Under Director Blass s Leadership, The Division Undertook Numerous Initiatives Benefitting Main Street Investors
Date
22/12/2020
The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, cl ....

United States , New York , American University , Al Qahirah , Columbia University , City Of , United Kingdom , Manuelf Cohen , Jay Clayton , Dalia Blass , Business Development Companies , Divisional Standards Of Conduct Implementation Committee , Service Award , Division Of Examinations , Investment Company , Market Monitoring Group , Fund Of Funds Arrangements , Division Of Investment Management , Board Outreach Initiative , Exchange Commission , Asset Management Advisory Committee , Columbia University School Of Law , Fund Fair Valuation Practices , Fund Retail Investor , Investment Management , Main Street ,

SEC.gov | Dalia Blass to Conclude Tenure as Director of the Division of Investment Management

Under Director Blass s Leadership, the Division Undertook Numerous Initiatives Benefitting Main Street Investors
FOR IMMEDIATE RELEASE
Washington D.C., Dec. 22, 2020
The Securities and Exchange Commission today announced that Dalia Blass, Director of the Division of Investment Management, will depart the SEC in January after leading the Division since September 2017. Under her leadership, the Division finalized more than 70 regulatory initiatives affecting investment companies and investment advisers.
The Division of Investment Management s work is critical to ensuring that America s Main Street investors have access to high-quality investment opportunities from which they can make well-informed investing decisions. It has primary responsibility for administering the Investment Company Act of 1940 and the Investment Advises Act of 1940, which includes overseeing investment companies (e.g., mutual funds, closed-end funds, business development ....

United States , New York , American University , Al Qahirah , Columbia University , City Of , United Kingdom , Manuelf Cohen , Jay Clayton , Dalia Blass , Business Development Companies , Divisional Standards Of Conduct Implementation Committee , Service Award , Division Of Examinations , Investment Company , Market Monitoring Group , Fund Of Funds Arrangements , Division Of Investment Management , Board Outreach Initiative , Exchange Commission , Asset Management Advisory Committee , Columbia University School Of Law , Comment On Fund Retail Investor , Fund Fair Valuation Practices , Investment Management , Main Street ,