Non-Compete Ban Could Impact Wirehouses, Banks More Than RIAs
The FTC's non-compete ban probably won't overturn the RIA space, but could impact advisors at wirehouses and banks, according to some.
Source: wealthmanagement.com
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Former Edelman Advisors Sue The Firm to Break Restrictive Covenants
Two former advisors for Edelman are suing the firm to get out of what they consider to be unenforceable restrictive covenants.
Source: wealthmanagement.com
Mariner Wealth Comes Under Fire In Courts
Mariner Wealth Advisors is facing a number of suits from competitors, including Edelman Financial Engines, Avantax and RWA Wealth Partners.
Source: wealthmanagement.com
Like Walmart Coming to Town
Participants at the recent MarketCounsel Summit grappled with balancing the "professionalization" of the independent wealth management space
Source: wealthmanagement.com
Regulators Are Cracking Down On Ad Rule Violations. Does Your Wealth Management Firm Need To Rethink Its Marketing Strategy?
The Securities and Exchange Commission is taking a closer look at how RIAs are using testimonials and hypothetical performance in advertising.
Source: forbes.com