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The Financial Services and Markets Act 2023 (“FSMA 2023”) marks a watershed moment in British legislative history. FSMA 2023 introduces sweeping changes to the financial services...
Impax Asset Management Limited MIFIDPRU Public Disclosure For the Financial year: 1 October 2021 to 30 September 2022 ...
The UK Financial Conduct Authority (FCA) has issued decision notices to Banque Havilland and three individuals for failing to act with integrity by preparing advice recommendations...
TSC chair Harriett Baldwin has written to FCA chief Nikhil Rathi over the regulator’s oversight of Crispin Odey and Odey Asset Management.
The government is seeking to review the SMCR as part of its Edinburgh Reforms, but how will potential changes help the government meet its objectives of supercharging the UK’s financial services sector?