Call for surgical approach to changes to SM and CR regime
PIMFA has called for surgical approach to any changes to SM and CR regime
Source: actuarialpost.co.uk
Page 11 - Certification Regime News Today : Breaking News, Live Updates & Top Stories | Vimarsana
Stay updated with breaking news from Certification Regime. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
Top News In Certification Regime Today - Breaking & Trending Today
In finance, having functional responsibility now means personal liability
In the long shadow of the global financial crisis, the Central Bank of Ireland, along with other regulators throughout Europe, has been paying close attention to the culture within the financial services sector.
Source: independent.ie
FCA posts improved SMCR approval times but AR permissions still lagging
The Financial Conduct Authority has revealed the average days taken in 2022-23 to process five key authorisations that affect brokers were within its target
Source: insuranceage.co.uk
Horizon Scan for Private Investment Funds: Key Recent and Expected Funds, Regulatory and Tax Developments to Look Out For - May 2023 | Goodwin
Welcome to the second edition of our Horizon Scan, where we focus on some of the principal recent and expected developments and changes that we expect to be of interest to those in the...
Source: jdsupra.com
HMT and Regulators Move Forward with SMCR Review | Katten Muchin Rosenman LLP
Following our recent article on the Government’s proposed reforms to the Senior Manager and Certification Regime (“SMCR”) (available here), HM Treasury (the “HMT”) launched a call for...
Source: jdsupra.com