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CFP Board Imposes Public Sanctions on Six Individuals

CFP Board Imposes Public Sanctions on Six Individuals
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CFP Board Imposes Public Discipline

CFP Board Imposes Public Discipline
Disciplinary actions relate to 24 current or former CFP® professionals
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WASHINGTON, Jan. 19, 2021 /PRNewswire/ Certified Financial Planner Board of Standards, Inc. (CFP Board) announced today public disciplinary actions against the following individuals, effective immediately or on the date noted in each case. Public disciplinary actions taken by CFP Board, in order of increasing severity, include Public Censures, Suspensions and Permanent Revocations. This release contains information about recent disciplinary actions relating to 24 current or former CFP® professionals. Of these actions, there are six Public Censures, 10 Suspensions, and eight Revocations. ....

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