Stay updated with breaking news from Client Commission Arrangements. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.
The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”...
The EU Markets in Financial Instruments Directive II (“MiFID II”), which came into effect on January 3, 2018, raised concerns that U.S. broker-dealers that would receive “hard dollars”...
FOR IMMEDIATE RELEASE Washington D.C., Jan. 7, 2021 — The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month. Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division's Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating applications for exemptive relief, overseeing the divisio...
Paul G. Cellupica, Division Of Investment Management Deputy Director And Chief Counsel To Conclude Tenure At SEC Date 07/01/2021 The Securities and Exchange Commission today announced that Paul G. Cellupica, Deputy Director and Chief Counsel of the Division of Investment Management, will depart the agency later this month. Mr. Cellupica rejoined the division as Deputy Director in November 2017, and became Chief Counsel in June 2018. The division's Office of the Chief Counsel, among other responsibilities, is responsible for responding to requests for legal and policy guidance, evaluating...