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Monthly Regulatory Newsletter - April 2024

Monthly Regulatory Newsletter - April 2024
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Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators | Foley Hoag LLP

INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or at the state. ....

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What is the Commitment of Traders (COT) Report?

The Commitment of Traders report is a popular release that tracks sentiment in futures markets. Learn all about the COT report in this article. ....

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CFTC Proposes Changes To Rule 4.7 - Commodities/Derivatives/Stock Exchanges

On September 29, 2023, the CFTC approved a proposal to amend certain provisions of its regulations relating to commodity pools, specifically Rule 4.7. ....

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