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Top News In Commodity Pool Operators Today - Breaking & Trending Today

CFTC Proposes Changes to Rule 4.7 | Proskauer Rose LLP

On September 29, 2023, the CFTC approved a proposal to amend certain provisions of its regulations relating to commodity pools, specifically Rule 4.7. The proposal would be the first. ....

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Jon Corzine's critics want him banned from futures trading | Crain's Chicago Business

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SEC Exam Priorities, Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | ACA Group

As compliance professionals, we know that “March Madness” has a special meaning beyond the excitement of NCAA basketball. To help you through these upcoming weeks, check out this issue. ....

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SEC Closes Loopholes on Insider Trading Plans, States Get Tough on Data Protection, More States Send IARs to School and Form 13F Gets a Makeover: Regulatory Update for February 2023 | ACA Foreside

Welcome to our February installment of ACA’s Regulatory Update. This month, we share updates relevant to broker-dealers and investment advisers as the SEC adopted amendments to Rule. ....

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