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SEC Adopts a Rule Prohibiting Conflicts of Interest in Certain Securitizations | Cadwalader, Wickersham & Taft LLP - Vimarsana News

SEC Adopts a Rule Prohibiting Conflicts of Interest in Certain Securitizations | Cadwalader, Wickersham & Taft LLP

On November 27, 2023, the Securities and Exchange Commission (the “Commission”) adopted Rule 192 under the Securities Act of 1933 (the “Securities Act”), a rule that is designed to...

Feeling conflicted: SEC Rule 192 and you | Allen & Overy LLP - Vimarsana News

Feeling conflicted: SEC Rule 192 and you | Allen & Overy LLP

On January 25, 2023, the United States Securities and Exchange Commission (the SEC) revived a proposed rule (initially proposed in September 2011) pursuant to Section 27B (Proposed Rule...

SEC Re-Proposes a Rule Prohibiting Conflicts of Interest in Certain Securitizations | Cadwalader, Wickersham & Taft LLP - Vimarsana News

SEC Re-Proposes a Rule Prohibiting Conflicts of Interest in Certain Securitizations | Cadwalader, Wickersham & Taft LLP

On January 25, 2023, the Securities and Exchange Commission (“SEC” or “Commission”) issued a release (the “Re-Proposal”) proposing Rule 192 under the Securities Act of 1933, as amended...

SEC Proposes Rule Prohibiting Conflicts of Interest... Again - Vimarsana News

SEC Proposes Rule Prohibiting Conflicts of Interest... Again

The SEC issued a release proposing Rule 192 under the Securities Act a rule that is designed to prohibit material conflicts of interest” in certain securitizations. Rule 192 is intended to supersede proposed Rule 127B, which was proposed on September 19, 2011 but never adopted.