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Feeling conflicted: SEC Rule 192 and you | Allen & Overy LLP

Published: March 14, 2023

On January 25, 2023, the United States Securities and Exchange Commission (the SEC) revived a proposed rule (initially proposed in September 2011) pursuant to Section 27B (Proposed Rule...

Source: jdsupra.com

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United StatesExchange CommissionAllen OveryUnited States SecuritiesProposed RuleSecuritization ParticipantSecuritization ParticipantsVolcker RuleSecurities ActExchange ActProposing ReleaseSecuritization ParticipationConflicted TransactionRelevant InstrumentsConflicted TransactionsSubsidiary RelationshipsShort SalesMitigating HedgingAgainst ConflictsCertain Securitizations