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The FTC's Green Guide Impact - Vimarsana News

The FTC's Green Guide Impact

The Green Guides help marketers avoid making environmental marketing claims that are unfair or deceptive under Section 5 of the FTC Act. Digital advertisers should also know that the FTC has aggressively been issuing Notices of Penalty Offenses to seek civil penalties.

Debevoise & Plimpton Discusses The SEC's Most Recent Reg S-P Enforcement Action - Securities - Vimarsana News

Debevoise & Plimpton Discusses The SEC's Most Recent Reg S-P Enforcement Action - Securities

On September 20, 2022, the SEC announced settled charges and the imposition of a $35 million penalty against a dually registered investment adviser and broker-dealer (the "Firm") for violations of Regulation S-P ("Reg S-P").

Source: mondaq.com
Lessons From The SEC's Most Recent Reg S-P Action - Securities - Vimarsana News

Lessons From The SEC's Most Recent Reg S-P Action - Securities

On September 20, 2022, the SEC announced settled charges and the imposition of a $35 million penalty against a dually registered investment adviser and broker-dealer...

Source: mondaq.com