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After extensive retrospective review of FINRA Rule 4370, which covers member firm business continuity plan (“BCP”) requirements during times of business disruption (such as the COVID-19...
Saskatoon’s public school division is redeploying staff to take over everything from classroom teaching to caretaking, due to a spike in COVID-19 cases and teacher shortages since the holidays.
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This article summarizes the key components of recent interagency guidance for community banking organizations on conducting due diligence of financial...
While well-defined BCP and DR plans are standard practice for industry compliance and control frameworks, keeping them updated and ensuring their viability is just as important as the plans themselves.