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AI for IAs: How Artificial Intelligence Will Impact Investment Advisers | Davis Wright Tremaine LLP

The use of artificial intelligence and machine learning technology solutions ("AI") is becoming increasingly common in all industries, including the registered investment adviser. ....

Gary-gensler , William-birdthistle , Investment-advisers-association-conference , Investment-management-division , Davis-wright-tremaine , Division-of-investment-management , Ai-across-industries , Investment-advisers-act , Management-division , Investment-management , Predictive-data-analytics-rule , Marketing-rule

US Asset Management Regulatory Year in Review 2023

It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18… ....

United-states , Indiana , Amsterdam , Noord-holland , Netherlands , Missouri , Maryland , Colorado , California , Vietnam , Republic-of , Alabama

The SEC Addresses Artificial Intelligence

The SEC Addresses Artificial Intelligence
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

Gary-gensler , Definition-of-covered-technology , Technology-in-investor-interactions , Exchange-commission , Investment-company , Exchange-act-release-no , A-broad-array-of-technology , Predictive-analytics , Predictive-analytics-rules , Covered-technology , Investor-interactions , Proposing-release

SEC Proposes New Rules Concerning Investment Adviser and Broker-Dealer Use of Predictive Data Analytics | Seward & Kissel LLP

Who may be interested: Broker-Dealers, Investment Advisers - Quick Take: The SEC recently proposed new rules and amendments that seek to address conflicts of interest. ....

Seward-kissel , Covered-technology ,

SEC Addresses Conflicts of Interests when Using Covered Technology

SEC Addresses Conflicts of Interests when Using Covered Technology
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

Exchange-commission , Such-covered-technology , Covered-technology ,