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AI for IAs: How Artificial Intelligence Will Impact Investment Advisers | Davis Wright Tremaine LLP

The use of artificial intelligence and machine learning technology solutions ("AI") is becoming increasingly common in all industries, including the registered investment adviser. ....

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US Asset Management Regulatory Year in Review 2023

It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18… ....

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The SEC Addresses Artificial Intelligence

The SEC Addresses Artificial Intelligence
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SEC Proposes New Rules Concerning Investment Adviser and Broker-Dealer Use of Predictive Data Analytics | Seward & Kissel LLP

Who may be interested: Broker-Dealers, Investment Advisers - Quick Take: The SEC recently proposed new rules and amendments that seek to address conflicts of interest. ....

Seward Kissel , Covered Technology ,

SEC Addresses Conflicts of Interests when Using Covered Technology

SEC Addresses Conflicts of Interests when Using Covered Technology
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Exchange Commission , Such Covered Technology , Covered Technology ,