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Statement Of CFTC Commissioner Caroline D. Pham In Support Of Proposed Order And Request For Comment On Comparability Determination For EU Nonbank Swap Dealer Capital And Financial Reporting Requirements

<p><span>In order to implement Title VII of the Dodd-Frank Act and create a comprehensive regulatory framework for over-the-counter (OTC) derivatives markets, the Commodity Futures Trading Commission (Commission or CFTC) promulgated rules for the registration of swap dealers in 2012.</span></p> ....

Hong Kong , France General , United Kingdom , New York , United States , City Of , Liliya Bozhanova , Rafael Martinez , Joo Hong , Tom Smith , Justin Mcphee , Commodity Futures Trading Commission , National Futures Association , International Organization Of Securities Commissions , Market Participants Division , European Central Bank , European Union , Dodd Frank Act , Amanda Olear , Good Practices , International Organization , Securities Commissions , Market Fragmentation , Cross Border Regulation , Japanese Presidency , Border Guidance ,

ASIC signs MoU with Croatia | Money Management

The corporate regulator has signed a new memorandum of understanding with the Croatian Financial Services Supervisory Agency regarding alternative investment funds. ....

Investments Commission , Croatian Financial Services Supervisory Agency , Australian Securities , Cross Border Regulation ,