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To embed, copy and paste the code into your website or blog: Analyzing the SEC’s new Marketing Rule (Rule 206(4)-1, or the “New Rule”) is a monumental task, so I am breaking it down into a series of six blog posts. This first post focuses on the new definition of advertisements and the seven principles-based prohibitions. Later blog posts will cover testimonials and endorsements, third-party ratings, performance advertising, portability of performance and the rule’s administrative requirements. The SEC adopted amended Rule 206(4)-1, replacing Rule 206(4)-1, the Advertising Rule (the �...

Colorado did not prove it would suffer “irreperable injury” if federal agencies implemented the Trump-era Navigable Waters Protection Rule, a 10th Circuit panel ruled Tuesday. A view of Chatfield Reservoir in Chatfield State Park, in Douglas and Jefferson counties in Colorado. (Jeffrey Beall via Wikipedia) (CN) — The federal government should not be blocked from implementing in Colorado a Trump-era regulation defining what waters are protected by the Clean Water Act, a 10th Circuit panel ruled Tuesday.  In April 2020, the U.S. Environmental Protection Agency and the Army Corps of Engin...

[co-author: Daniel Pesciotta] Effective Feb. 1, 2021, New York’s Uniform Rules for the Supreme Court and County Court will see sweeping changes. A product of the courts and power delegated by the New York State Constitution, these rules govern the technical, day-to-day aspects of civil litigation and provide requirements in addition to those contained in the Civil Practice Law and Rules (CPLR), which are a legislative product and broadly govern civil actions from start to finish. By , Chief Administrative Judge Lawrence Marks praised the New York State Commercial Division’s efficiency an...