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Investment Management Update August 2023

In this issue, we cover regulatory developments from the second quarter of 2023 impacting the investment management sector, including the following:… ....

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Investment Management Update - August 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

Closed-End Fund Activism Update - Activist investors continue to take large positions in closed-end funds and engage in disruptive activity that may be harmful to. ....

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SEC Amendments To Share Repurchase Disclosure Rules Impact BDCs And Exchange-Traded Registered Closed-End Funds - Fund Finance

On May 3, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to its existing rules regarding disclosures about purchases of an issuer's equity securities. ....

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SEC Adopts Final Rules Regarding Share Repurchases And Related Disclosures - Securities

On May 3, 2023, the Securities and Exchange Commission adopted final rules regarding public company issuers' share repurchases and Rule 10b5-1 trading plans. ....

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SEC Amendments to Share Repurchase Disclosure Rules Impact BDCs and Exchange-Traded Registered Closed-End Funds | Proskauer Rose LLP

On May 3, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to its existing rules regarding disclosures about purchases of an issuer's equity securities by or on. ....

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