Investment Management Update August 2023
In this issue, we cover regulatory developments from the second quarter of 2023 impacting the investment management sector, including the following:…
Source: lexology.com
Listed Closed End News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Investment Management Update - August 2023 | Skadden, Arps, Slate, Meagher & Flom LLP
Closed-End Fund Activism Update - Activist investors continue to take large positions in closed-end funds and engage in disruptive activity that may be harmful to...
Source: jdsupra.com
SEC Amendments To Share Repurchase Disclosure Rules Impact BDCs And Exchange-Traded Registered Closed-End Funds - Fund Finance
On May 3, 2023, the Securities and Exchange Commission ("SEC") adopted amendments to its existing rules regarding disclosures about purchases of an issuer's equity securities...
Source: mondaq.com
SEC Adopts New Share Repurchase Disclosure Rules | Kilpatrick Townsend & Stockton LLP
On May 3, 2023, the Securities and Exchange Commission adopted amendments to modernize the disclosure requirements relating to repurchases of an issuer’s equity securities. The...
Source: jdsupra.com
New SEC Disclosures in Share Repurchases Periodic Reports
To prepare for compliance with the new disclosure rules, issuers should evaluate directors and officers trade policies while a repurchase program is in effect and document the rationale for their repurchases and the process employed to determine the amount of repurchases.
Source: natlawreview.com