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Rockland fund manager concede $3.5M SEC sanctions

Published: March 6, 2023

Rockland County investment manager Daniel J. Mackle Sr. and his Silver Edge Financial LLC have agreed to pay nearly $3.5 million to the U.S. Securities and Exchange Commission for running unregistered funds.

Source: westfaironline.com

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New JerseyUnited StatesDanielj MackleSilver Edge Venture FundExchange CommissionSilver Edge FinancialGoldman SachsGarden State Securities IncRockland CountySilver EdgeGarden State SecuritiesGarden State