What a year 2021 has been for broker-dealers and their advisers
Record highs for broker-dealers in profits, revenues and assets give the industry much to be cheery about in 2021.
Source: investmentnews.com
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Northeast RIAs see growth bounce back in 2021
After a trying 2020, Northeastern RIAs saw growth rebound to 8.8%. The annual review of RIAs includes firms with $100 million or more in AUM.
Source: investmentnews.com
Morgan Stanley discloses 2022 financial advisor compensation
The wirehouse’s compensation system will see small changes as brokerages confront their recruiting and retention challenges.
Source: financial-planning.com
Merrill Lynch, J.P. Morgan Advisors announce 2022 pay grids
One firm made three small changes that could appeal to brokers, while the other company’s overhaul will make it more closely resemble its competitors’ setups.
Source: financial-planning.com
Diversity in financial advice: Recruiting priority or PR play?
The financial advice industry, with roughly 320,000 brokers and advisers, is desperate to appear more diverse.
Source: investmentnews.com