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Top News In Davis Harman Today - Breaking & Trending Today

The SEC Might Mandate Swing Pricing for Most Funds

The comment period for the proposal is open until February 4 and would require a hard close, swing pricing and a 10% minimum in highly liquid assets. ....

Mike Hadley , Davis Harman , Exchange Commission , Recordkeepers Institute , Society Of Professional Asset Managers , Professional Asset Managers ,

Public Hearing Exposes Discord on QPAM Rule Implementation

A DOL public hearing held Thursday on the new QPAM Rule proposal highlighted concerns about foreign convictions and non-prosecution agreements as grounds for QPAM disqualification. ....

United States , Tim Hauser , Kent Mason , James Henry , Robin Diamonte , Kevin Walsh , Allison Wielobob , Yale University , Credit Suisse , Groom Law Group , Department Of Labor , Davis Harman , American Retirement Association , Employee Benefits Security Administration , Committee On Investment Of Employee Benefit Assets , Raytheon Technologies , Board Member , Employee Benefit Assets ,

Public Hearing Exposes Discord on QPAM Rule Implementation | Chief Investment Officer

A DOL public hearing held Thursday on the new QPAM Rule proposal highlighted concerns about foreign convictions and non-prosecution agreements as grounds for QPAM disqualification. ....

United States , Tim Hauser , Kent Mason , James Henry , Robin Diamonte , Kevin Walsh , Allison Wielobob , Yale University , Credit Suisse , Groom Law Group , Department Of Labor , Davis Harman , American Retirement Association , Employee Benefits Security Administration , Committee On Investment Of Employee Benefit Assets , Raytheon Technologies , Board Member , Employee Benefit Assets ,

DOL defends subpoenaing participant information after trade groups raise alarms

A DOL official defended subpoenaing swaths of retirement plan information, including identifiable information, during ERISA investigations. ....

United States , Timothyd Hauser , Kent Mason , Marty Walsh , Davis Harman , Industry Committee , Us Circuit Court , American Benefits Council , Us District Court , Retirement Institute , Us Chamber , Small Business Council Of America , Labor Department , Investment Company Institute , Department Of Labor , National Association Of Insurance , National Association Of Professional Employer Organizations , Labor Department Employee Benefits Security Administration , Financial Markets Association , Employee Benefits Security Administration , Labor Secretary Marty Walsh , Small Business Council , Securities Industry , National Association , Professional Employer Organizations , Financial Advisors ,

More K Street legal drama

The suit was filed in February, days before an announcement that the lobbyists would all join Thorn Run Partners. ....

Thorn Run , United States , District Of Columbia , Alabama Agricultural And Mechanical University , West Hollywood , Gigi Sohn , Heidi Heitkamp , Rob Bishop , Erin Mcdermott , Brian Maryott , Noreen Keeney , Ken Griffin , Los Angeles , Scott Tominovich , Ethan Dursteler , John Hendel , Daniel Zotos , Kristin Baldwin , Alcalde Fay , Daniel Lippman , Julie Hrdlicka , Hill Karl Evers Hillstrom , Ciaran Mcevoy , Elizabeth Joseph , Casey Newell , Mcallister Quinn ,