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The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), significantly expanded the Commodity Futures Trading Commission's ("CFTC" or "Commission") anti-fraud...
On August 25, 2023, the staff of the U.S. Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued guidance to address certain open questions on the...
On August 25, 2023, the U.S. Securities and Exchange Commission’s Division of Corporation Finance (Corp Fin) issued five new Compliance and Disclosure Interpretations (CDIs) relating to...
August 25, 2023- Federal Reserve Chair Jerome H. Powell gave a speech at "Structural Shifts in the Global Economy," at the economic policy held in Jackson Hole, Wyoming. ...
On Friday afternoon, Corp Fin issued several new CDIs regarding Rule 10b5-1 plans. As you may recall, in December last year, the SEC adopted new amendments to the rules regarding Rule...