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The FCA plans to streamline its approach to enforcement and publicise investigations at an early stage. On 27 February 2024, the FCA published a Consultation Paper...
<p> <div data-gtm-vis-first-on-screen-2204011_350="85" class="copy-block__call-out"><span>Banque Havilland, Edmund Rowland and Vladimir Bolelyy have referred their Decision Notices to the Upper Tribunal where they will each present their case. David Weller has not referred his Decision Notice to the Upper Tribunal. David Rowland, who has been given third party rights, has also referred all 4 Decision Notices to the Upper Tribunal and will present his case. </span></div> <div data-gtm-vis-first-on-screen-2204011_350...
Penalties of $5,600 and $ 8,400 were imposed on the two firms
<ul> <li>This is the largest fine ever imposed on an individual by the DFSA</li> <li>The DFSA’s actions relate to Mr Naqvi’s knowing involvement in Abraaj’s misconduct</li> </ul>
Investegate announcements from Financial Conduct, FCA fines Metro Bank Plc £10 million