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What's in a Fund Name? SEC Approves Changes to the Fund Names Rule | K&L Gates LLP - Vimarsana News

What's in a Fund Name? SEC Approves Changes to the Fund Names Rule | K&L Gates LLP

Published: September 27, 2023

On 20 September 2023, the US Securities and Exchange Commission (the SEC) adopted amendments to Rule 35d-1 (the Names Rule or Rule) under the Investment Company Act of 1940, as amended...

Source: jdsupra.com
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The Name Game: SEC Proposes Expanding Scope of Registered Funds' 'Names Rule' | Morgan Lewis - Vimarsana News

The Name Game: SEC Proposes Expanding Scope of Registered Funds' 'Names Rule' | Morgan Lewis

Published: June 3, 2022

In a 3-1 vote, the US Securities and Exchange Commission on May 25 proposed amendments to Rule 35d-1 under the Investment Company Act of 1940 (the Names Rule) that, if adopted as...

Source: jdsupra.com
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