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The Name Game: SEC Proposes Expanding Scope of Registered Funds' 'Names Rule' | Morgan Lewis

Published: June 3, 2022

In a 3-1 vote, the US Securities and Exchange Commission on May 25 proposed amendments to Rule 35d-1 under the Investment Company Act of 1940 (the Names Rule) that, if adopted as...

Source: jdsupra.com

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How the SEC Can Make Relationship Summaries Useful for Investors

Published: October 21, 2021

Focused enforcement and small changes to the Instructions could go a long way toward empowering investors.

Source: morningstar.com

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