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What's Worrying Advisors On The Eve of the SEC Ad Rule?

The SEC's on advertising and marketing rule reaches its compliance date on Friday, and compliance experts are warning firms to make sure they’re ready. ....

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Private Fund Advisers Proposal – Statement In Support Of Accountability Enhancing Updates, SEC Commissioner Caroline A. Crenshaw, Feb. 9, 2022

<p><span>Investment advisers are their clients&rsquo; fiduciaries. This means that investment advisers are legally obligated to serve their client&rsquo;s best interest.</span><span>&nbsp;This standard of conduct is not an aspirational goal. It must be meaningful and offer the real protections investors reasonably expect and deserve. And this standard of conduct is not limited to the context of an adviser&rsquo;s relationship with retail clients or registered funds. Private fund investors, including entities such as pension funds, charitable organizations, and college endowments, rely on the protections afforded by the Advisers Act and benefit from advisers&rsquo; obligations to place their clients&rsquo; interest first.&nbsp;</span><span>In order to ensure that the fiduciary standard of conduct delivers these protections, we must carefully consider whether the current rules are the right ones.&nbsp;</span></p ....

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Encceja 2020: candidatos aguardam a realização da prova

Encceja 2020: candidatos aguardam a realização da prova
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Aqui Acontece - Seduc libera mais dois Simulados Online para candidatos que se preparam para o Encceja

Aqui Acontece - Seduc libera mais dois Simulados Online para candidatos que se preparam para o Encceja
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