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SEC: PLI Broker/Dealer Regulation And Enforcement 2021 - Speech By Gurbir Grewal, Director, Division Of Enforcement

<p><span>Thank you for that introduction and for having me here today. At the Division of Enforcement, ensuring that broker-dealers and associated individuals follow our laws and regulations is critical to our mission, so it’s only fitting that my first speech as Director is at this event.</span></p> ....

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Di sebalik kelonggaran SOP, kemerdekaan daripada Covid masih jauh

Di sebalik kelonggaran SOP, kemerdekaan daripada Covid masih jauh
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Di sebalik kelonggaran SOP, kemerdekaan daripada Covid-19 masih jauh

Di sebalik kelonggaran SOP, kemerdekaan daripada Covid-19 masih jauh
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SEC Enforcement Chief Counsel Joe Brenner Retires

SEC Enforcement Chief Counsel Joe Brenner Retires
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