This week in securities litigation (week of February 13, 2023)
The Commission continued to focus on traditional areas in the days leading up to the big game such as manipulation while bringing two new cases…
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The Commission continued to focus on traditional areas in the days leading up to the big game such as manipulation while bringing two new cases…
The US Coast Guard’s Office of Commercial Vessel Compliance has recently released Port State Control (PSC) Annual Report for 2021. In 2021, 8,663 PSC exams were conducted by USCG which surpassed the 2019 pre-pandemic total of 8,622 PSC exams. The total number of ships detained in 2021 for environmental protection, safety, and security related deficiencies ...
Weekly Fintech Focus Federal financial regulators issue an RFI to better understand financial institution usage of AI models and its implications on current regulations. CFPB rescinds policy statements that provided regulatory flexibility in response to pandemic challenges. National Futures Association issues regulatory outsourcing guidance. Lina Kahn announced as nominee for FTC commissioner position. FinCEN Director meets with a number of groups to discuss SAR filing. Prepared Remarks of FinCEN Director delivered at the Florida International Bankers Association AML Compliance Conference CFP...
At the Nationwide Multistate Licensing System (NMLS) Annual Conference, state financial regulators released an updated cybersecurity examination tool for nonbank financial company supervision. The tool is designed for state regulators to use in examinations, but “companies are encouraged to use it to assess their cybersecurity health between examinations.” State regulators are continuing to find new ways to help mitigate the ever-evolving cybersecurity risks that face nonbank financial companies. The Baseline Nonbank Security Exam Program (Exam Program) was originally developed to evalua...
But we could be dealing with it next month. so it's more important right now to prioritize immigration and we have been asking and waiting for months. >> reporter: house g.o.p. leaders put the farm bill on the floor calling their bluff. the package includes policy changes favored by the president and the speaker including having able-bodied food stamp recipients work or receive job training. the bill can be brought up again when the leadership is confident they have a vote. >> sure it's disappointing, we need to move forward on the farm bill and the republicans want to move forward on the refo...