Citywide Administrative Services Renews 43K-SF Queens Testing Center
DCAS will sign a 10-year renewal for 42,818 square feet on the entire ground floor and part of the second floor of 34-09 Queens Boulevard.
Source: commercialobserver.com
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Messaging Missteps: SEC's Increasing Focus on Off-Channel Communications | Proskauer - The Capital Commitment
The SEC’s Enforcement Division is conducting a sweep investigation of large investment advisers regarding their employees’ use of “off-channel” communications. The sweep, which has...
Source: jdsupra.com
SEC Investigates Large Investment Advisers For Off Channel Communications
SEC Enforcement Division is conducting sweep investigation of large investment advisers over employees’ use of off-channel communications. Sweep focuses on text messages from personal phones, personal email, WhatsApp, other platforms not typically monitored by advisers.
Source: natlawreview.com
What to Expect from SEC Enforcement: Regulation Best Interest | Quinn Emanuel Urquhart & Sullivan, LLP
The Securities and Exchange Commission (“SEC”)’s Regulation Best Interest (“Reg BI”) imposes a heightened best interest standard on broker-dealers when recommending securities...
Source: jdsupra.com