Dozens get free legal advice during Goodwill expungement clinic held in Louisville
Those in attendance got free legal advice, and, if they were eligible, Goodwill started the expungement process.
Source: wdrb.com
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FINRA Updates: Enforcement, Regulations And Dispute Resolution
Financial Industry Regulatory Authority's new Complex Investigations and Intelligence Team, proposed changes to the expungement process for broker-dealers, and FINRA’s attempts to curb digital signature forgery, along with enforcement actions and arbitration decisions
Source: natlawreview.com
FINRA Withdraws Proposed Expungement Rule Changes from SEC Consideration | Bressler, Amery & Ross, P.C.
On September 22, 2020, FINRA sent proposed rule changes designed to overhaul the expungement process to the SEC for approval. On Friday May 28, 2021 – the same day the SEC was slated to...
Source: jdsupra.com