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The Quality of Advice Review (QAR) has been the most important review of financial advice in more than a decade, and most pleasingly has been all about how to improve the financial advice environment
Companies are beginning to look ahead to the upcoming 2023 proxy and annual reporting season, and there are a number of key issues to consider as preparations commence. This alert...
SEC published request for comment on information providers, including index providers, model portfolio providers, pricing services, whose activities they believes may cause them to meet definition of investment adviser under Advisers Act.
Effective Monday, January 31, 2022, the filing fee table exhibit requirements changed for many Securities Act and Exchange Act filings.
The Senate Commerce, Science and Transportation Committee issued the following testimony by Craig Garthwaite, professor and director of the Program on Healthcare at Kellogg School of Management in the Northwestern University, involving a hearing on May 5, 2022, entitled "Ensuring Fairness and Transparency in the Market for Prescription Drugs":.