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A perennial message from the Securities and Exchange Commission (SEC) Division of Enforcement is to extol the benefits of cooperation with enforcement investigations.
On September 18, the New York State Department of Financial Services (the DFS or the "Department") issued proposed guidance for BitLicensees and limited-purpose trust companies...
For this case, a major national stock trading venue sued a global financial exchange operator alleging that former employees misappropriated trade secrets in their transition to employment...
As crypto assets such as cryptocurrencies and non-fungible tokens (NFTs) continue to gain in popularity, the issue of what measures insurers are taking to protect their clients from risks...
In the Initial Decision issued on July 13, 2023, Judge Torres held that direct sales by Ripple Labs to institutional purchasers were investment contracts.