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SEC Adopts Changes to the Definition of "Dealer" and "Government Securities Dealer" | Hinckley Allen - Vimarsana News

SEC Adopts Changes to the Definition of "Dealer" and "Government Securities Dealer" | Hinckley Allen

On February 6, 2024, the Securities and Exchange Commission (“SEC”) adopted final rules (the “Final Rules”) that will further define the phrase “as a part of a regular business” as used...

SEC Finalizes "Dealer" Regulation – Uncertain Impact to Cryptoasset Market Participants | Fenwick & West LLP - Vimarsana News

SEC Finalizes "Dealer" Regulation – Uncertain Impact to Cryptoasset Market Participants | Fenwick & West LLP

On February 6, the United States Securities and Exchange Commission (SEC) voted 3-2 to adopt Rules 3a5-4 and 3a44-2 under the Securities Exchange Act of 1934 (“Exchange Act”), as a...

SEC Finalizes Changes to Dealer Definition – Does Not Exempt Private Funds or Proprietary Trading Firms | Dechert LLP - Vimarsana News

SEC Finalizes Changes to Dealer Definition – Does Not Exempt Private Funds or Proprietary Trading Firms | Dechert LLP

At a contentious open meeting on February 6, 2024, the Securities and Exchange Commission (Commission) voted three to two to adopt rule amendments (Final Rules) under the Securities...

The Long and Winding Road to the New Financial Value Transparency and Gainful Employment Rules | Husch Blackwell LLP - Vimarsana News

The Long and Winding Road to the New Financial Value Transparency and Gainful Employment Rules | Husch Blackwell LLP

Effective July 1, 2024, institutions of higher education participating in Title IV Federal Student Aid programs must comply with the U.S. Department of Education’s (Department)...

Trade groups file lawsuit in Texas federal court challenging final OCC/FDIC/Federal Reserve Community Reinvestment Act rules | Ballard Spahr LLP - Vimarsana News

Trade groups file lawsuit in Texas federal court challenging final OCC/FDIC/Federal Reserve Community Reinvestment Act rules | Ballard Spahr LLP

Several national and Texas banking and business trade groups have filed a lawsuit in the U.S. District Court for the Northern District of Texas challenging the final regulations (Final...