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Challenges for the markets around the world. We will speak to the top newsmakers, regulators, and Market Participants reacting to a new generation of rules. To the top story, the sec says firms can accept payments from clients. They gained a 30 month reprieve on the research rules coming to effect in january with mifid ii. Ben from our Financial Regulation team joins us now. You have been all over this story from the very beginning. Why did the sec decide to do this . Was it the result of lobbying from the industry . Ben large wall street brokerages have been pushing for months to get the sec to tell them they can essentially accept payment from their european clients and not have to register as an Investment Advisor. They dont want to register as an ....
Mid-Level Financial Regulation Associate rollonfriday.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from rollonfriday.com Daily Mail and Mail on Sunday newspapers.