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Best Interest Standard of Care for Advisors #95: The Four Effective Dates for PTE 2020-02 | Faegre Drinker Biddle & Reath LLP - Vimarsana News

Best Interest Standard of Care for Advisors #95: The Four Effective Dates for PTE 2020-02 | Faegre Drinker Biddle & Reath LLP

Published: July 6, 2022

The DOL’s expanded interpretation of fiduciary advice is described in the preamble to Prohibited Transaction Exemption (PTE) 2020-02. When conflicted fiduciary advice is given to...

Source: jdsupra.com
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Faegre Drinker Biddle ReathFinancial InstitutionFaegre Drinker BiddleInternal Revenue CodeImproving Investment AdviceFirst Effective DateFiduciary InterpretationDeseret LetterSecond Effective DateGood Faith Compliance RequiredImpartial Conduct StandardsThird Effective DateLiteral ComplianceImpartial ConductFourth Effective DateProviding Specific Reasons
SEC Approves Nasdaq Diversity Proposal - Corporate/Commercial Law - Vimarsana News

SEC Approves Nasdaq Diversity Proposal - Corporate/Commercial Law

Published: August 10, 2021

On February 26, 2021, Nasdaq filed Amendment No. 1 to its initial proposed rule change regarding board diversity disclosures, in response to more than 200 comment letters received from Nasdaq-listed issuers...

Source: mondaq.com
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