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部分产品出现流动性风险华泰资管及固收业务负责人双双被罚 _ 东方财富网

　　如今，债基踩雷余波未了，华泰资管及相关负责人收到了上海证监局开出的罚单。近日，上海证监局分别对华泰证券资管及公司固定收益业务投资总监甘华采取责令改正、警示的措施。
　　针对被处罚一事，华泰资管方面对界面新闻记者回应称：“感谢对公司的关注，公司将依照要求落实好相关整改工作。”
　　值得注意的是，上述处罚书曝光了华泰资管固收业务存在的风控漏洞。证监局表示，经查，华泰证券(上海)资产管理有限公司在开展固定收益业务过程中，内部控制体系存在不足，信用风险管理机制不健全，未对信用风险进行准确识别、审慎评估和全程管理，部分产品出现流动性风险。
　　上述行为违反了《公开募集证券投资基金运作管理办法》(证监会令第104号)第三条第二款等相关规定。根据《公开募集证券投资基金运� ....

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"踩雷"华晨债！这家券商资管巨头刚被罚 _ 东方财富网

"踩雷"华晨债！这家券商资管巨头刚被罚 _ 东方财富网
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北大医学博士上半年业绩垫底民生加银医药健康同类排名倒数

北大医学博士上半年业绩垫底民生加银医药健康同类排名倒数
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信达澳银核心科技混合 : 信达澳银核心科技混合型证券投资基金招募说明书- CFi.CN 中财网

信达澳银核心科技混合 : 信达澳银核心科技混合型证券投资基金招募说明书- CFi.CN 中财网
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从追风少年到投资名将，中欧基金周应波：对科技的信仰可以穿越时光_股市直播_市场_中金在线

从追风少年到投资名将，中欧基金周应波：对科技的信仰可以穿越时光_股市直播_市场_中金在线
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