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FCA fines, bans director over unauthorized compliance duties

FCA fines, bans director over unauthorized compliance duties
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FCA bans five directors over £76.5m pension scandal

The Financial Conduct Authority has banned five directors of advice firms and fined them over £1m. This is after they caused significant losses to over 2,000 pension customers amounting to over £50m. ....

Hennessy Jones , Robert Ward , Thomas Ward , Haiden Henderson , Andrew Page , Henderson Carter Associates , Bank House Investment Management , Financial Services Compensation Scheme , Financial Conduct Authority , Financial Page Ltd , Upper Tribunal , Tristan Freer , Henderson Carter Associates Limited , Mark Steward ,