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On July 27, 2022, the U.S. Department of Labor (“DOL”) proposed several significant amendments to Prohibited Transaction Class Exemption 84-14, more commonly known as the “QPAM...
Pursuant to Section 806 of Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act entitled the Payment, Clearing, and Settlement Supervision Act of 2010/ 1/ and Rule 19 b-4 under the Securities Exchange Act of 1934,/ 2/ notice is hereby given that on March 28, 2022, National Securities Clearing Corporation filed with the Securities and...