James Wheaton News Today : Breaking News, Live Updates & Top Stories | Vimarsana

<p><span xml:lang="EN" lang="EN">The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against&nbsp;<span>HSBC Bank USA, N.A.</span></span><span>,</span><span>&nbsp;a provisionally registered swap dealer,&nbsp;<span>HSBC Securities (USA) Inc.</span>, a futures commission merchant, and&nbsp;<span>HSBC Bank plc</span>, a provisionally registered swap dealer&nbsp;</span><span xml:lang="EN" lang="EN">(col...

<p><span>The Commodity Futures Trading Commission today issued orders simultaneously filing and settling charges against swap dealer and futures commission merchant (FCM) affiliates of 11 financial institutions for failing to maintain, preserve, or produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to their businesses as CFTC registrants.</span></p>

<p><span>Today, the Commodity Futures Trading Commission (CFTC or Commission) issued a series of orders settling charges against swap dealers and affiliated futures commission merchants</span><a href="https://www.cftc.gov/PressRoom/SpeechesTestimony/johnsonstatement092722#_ftn1">[1]</a><span>&nbsp;(Bank-Affiliated Entities) for failing to maintain, preserve, and produce records in compliance with CFTC recordkeeping requirements and for failing to diligently supervise matters related to their businesses as CFTC registrants. These orders require ...

Court Convictions

The Critical Incident Review Board looked at three recent cases involving Mesa Police officers.