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CFTC announces a $4.5M whistleblower award for critical information leading to successful enforcement. Since 2010, the program has awarded $370M to whistleblowers.
<p><span>The Commodity Futures Trading Commission today announced it awarded over $4.5 million to a whistleblower who provided detailed information in support of an enforcement action. The whistleblower provided assistance to the Division of Enforcement (DOE) that was significant in both amount and quality. DOE staff greatly relied on the whistleblower’s industry expertise. </span></p>
JPMorgan Chase fined $200M by CFTC for failing to capture orders in surveillance systems, sending a message to registrants about trade data surveillance.
<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against </span><span>J.P. Morgan Securities LLC</span><span>, a registered futures commission merchant and swap dealer, for failing diligently to supervise its business as a CFTC registrant, resulting in J.P. Morgan failing to capture billions of orders in its surveillance systems.</span></p>
Stock prices in London opened higher on Monday, as investors keep a keen eye on US government funding and upcoming inflation data. The FTSE 100 index opened up 48.40 points, 0.7%, at 7,408.95. The...