New Jersey Deli Scheme Leads to Securities Fraud Guilty Plea
James T. Patten admitted to orchestrating misleading trades involving the deli’s parent company in an apparent bid to enrich himself and two co-defendants.
Source: nytimes.com
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SEC Sues Family for New Jersey Deli Stock Manipulation
The SEC charged a father, son, and friend with violation of Sections 17 a 1 and 3 of the Securities Act of 1933 and Section 10b of the Securities Act of 1934 and Rule 10b 5 and the Attorney’s Office for the District of New Jersey filed a 12 count indictment against each of them.
Source: natlawreview.com
Credit Suisse's Investment Bankers Brace for Job Cuts, Major Reorganization
People at the beleaguered investment bank are working in a state of limbo as many question their futures at the firm, which is undergoing a radical overhaul.
Source: businessinsider.com
New Jersey Deli Owners Accused of Inflating Shop's Value to $100M: SEC
The three men also face criminal charges from the U.S. Attorney's Office in New Jersey for "conspiracy to commit securities fraud" and "securities fraud."
Source: newsweek.com
SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100...
SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100 Million Valuation FOR IMMEDIATE RELEASE2022-172 Washington D.C., Sept.... #peterlcokersr #jamestpatten #peterlcokerjr #washingtondc #fathersonduo
Source: biztoc.com