Stifel advisor facing $23.5 million in investor claims over structured notes
A veteran advisor with Stifel is facing a rash of investor complaints stemming from the sale of structured notes.
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A veteran advisor with Stifel is facing a rash of investor complaints stemming from the sale of structured notes.
Arque Capital, a small broker-dealer in Scottsdale, Arizona, that sold bonds issued by bankrupt GWG Holdings, is closing down.
Frustrated investors who sued after getting locked out of trading in frenzied shares like GameStop aren’t likely to have much luck in court either
Frustrated investors who sued after getting locked out of trading in frenzied shares like GameStop Corp. aren’t likely to have much luck in court either.
Frustrated investors who sued after getting locked out of trading in frenzied shares like GameStop Corp. aren’t likely to have much luck in court either. Online brokerage Robinhood Markets was named as a defendant Thursday in several federal suits demanding it reinstate trading of shares including GameStop, BlackBerry Ltd., Nokia Oyj and AMC Entertainment Holdings Inc. Just hours earlier, Robinhood, Interactive Brokers and others took steps to curtail activity in the high-flying stocks after several dizzying days of trading on their platforms whipped up volatility. While users of the tradin...